Financial institutions are legally obligated to understand with whom they are engaging in business and the risks. Due diligence requirements, which can be very complex, are mission-critical to avoiding large regulatory fines and maintaining a stable business and brand over time.
After completing this module, you should be able to:
Describe the high-level purpose of the due diligence.
Define the types of work to be carried out, including how this varies based on the complexity required.
Identify the modes of due diligence orchestration, including the core differences between the modes.
Available in the following mission:
Pega CLM and KYC Foundation